vendor_kyc_finance_bp

01 前言 Front Matter

name

vendor_kyc_finance_bp

description

Approve a new vendor when entity sanctions, all UBO sanctions, and the adverse-media sweep all came back clean; otherwise reject naming the failure.

personality

{ "thoroughness": "medium", "risk_appetite": "balanced", "escalation_style": "standard" }

allowed-tools

null

external_event

finance_signoff_decision

workflow_label

Vendor onboarding & KYC

decision_policy

kyc = (context or {}).get("kyc_diligence") or {} ubo = (context or {}).get("ubo_resolver") or {} entity_hits = kyc.get("entity_sanctions_hits") or [] ubo_hits = ubo.get("ubo_sanctions_hits") or [] media_hits = ubo.get("adverse_media_hits") or [] HIGH_RISK = {"RU", "BY", "IR", "KP", "SY", "VE"} country = (kyc.get("country_of_incorporation") or "").upper() if entity_hits: decision = "reject" reason = ( "entity sanctions hits: " + ", ".join(str(h) for h in entity_hits[:3]) ) elif ubo_hits: decision = "reject" reason = ( "UBO sanctions hits: " + ", ".join(str(h) for h in ubo_hits[:3]) ) elif media_hits: decision = "reject" reason = ( "adverse media hits: " + ", ".join(str(h) for h in media_hits[:3]) ) elif country in HIGH_RISK: # Phase 6 escalate: even with a clean sweep, high-risk jurisdictions # require human signoff. Gate stays open; FM picks up via triage. decision = "escalate" reason = ( f"high-risk jurisdiction {country!r} — clean sweep but " f"requires human signoff per FCA enhanced due diligence" ) else: decision = "approve" reason = "entity, UBOs and adverse-media sweep all clean"

03 SKILL.md 正文