regulatory-compliance
Build and operate regulatory compliance programs that map obligations to controls, owners, and evidence — across jurisdictions and product lines. Use when designing compliance frameworks, preparing for regulatory exams, or clarifying accountability for legal requirements.
- License 许可
- MIT
- 最近更新
- 2026-07-22
- Stars
- ★ 7
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- 1
01 前言 Front Matter
- name
- regulatory-compliance
- description
- Build and operate regulatory compliance programs that map obligations to controls, owners, and evidence — across jurisdictions and product lines. Use when designing compliance frameworks, preparing for regulatory exams, or clarifying accountability for legal requirements.
03 SKILL.md 正文
Regulatory Compliance
Overview
Regulatory compliance turns external rules into internal obligations, controls, and proof. Effective programs are risk-based, owned, and evidence-ready — not binder theater.
When to Use
- Building or maturing a compliance management system
- Mapping products and processes to applicable regulations
- Preparing for examinations or supervisory reviews
- Clarifying ownership between legal, compliance, risk, and business
Core Practices
- Inventory applicable laws, rules, and guidance by product/jurisdiction
- Translate obligations into control requirements and policies
- Assign accountable owners for each material obligation
- Maintain evidence of design and operating effectiveness
- Track issues, breaches, and remediation to closure
- Report compliance posture to governance forums
Principles
- Know which rules actually apply — scope before heroics
- Compliance is a business control system, not only a legal opinion
- Evidence must be retrievable under exam pressure
- Proportionate effort: material risk gets deeper controls
Verification
- [ ] Obligation inventory is current and scoped
- [ ] Material obligations have owners and controls
- [ ] Evidence and issue tracking are operational
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